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FINRA Doles Out Annuity Selling Punishment

Lesson learned for Robert Joseph Kennedy III, a financial advisor in New York.  Don’t break the rules when it comes to selling annuities, even if it seems like a minor infraction or your firm says it will be fine.  FINRA works hard to make sure …

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FINRA Reminds Investors to Look at Statements

FINRA urges investors to look closely at their statements and ask questions about anything they don’t understand.  According to a news release on their website, “FINRA issues (a) new investor alert to help investors understand their brokerage account statements.”  It can be daunting for investors …

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Fixed Index Annuity Sales Break Records

The new generation of fixed index annuity products offer excellent guarantees with market downside protection, and they also have lower fees.  Annuity FYI’s article “Fixed Index Annuities Getting a Fresh Look,” says that last year’s sales of $31.4 billion broke sales records for the second …

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